Legal Disclaimer & Terms of Use

IMPORTANT REGULATORY DISCLOSURES

5D Partners LLC ("5D Partners," "we," "us," or "our") is registered as a broker-dealer with the U.S. Securities and Exchange Commission ("SEC") and is a member of the Financial Industry Regulatory Authority (FINRA) (CRD# 308304) and the Securities Investor Protection Corporation (SIPC).

FINRA BrokerCheck®: Obtain information about our firm and investment professionals at FINRA BrokerCheck.

Form CRS: Our Customer Relationship Summary (Form CRS) is available here.

INVESTMENT RISKS AND IMPORTANT DISCLOSURES

Securities Products Offered Through 5D Partners LLC:

• Are NOT FDIC insured
• Are NOT deposits or obligations of, or guaranteed by, any bank
• Are NOT insured by any federal government agency
• Are subject to investment risks, including possible loss of principal
• May lose value

No Guarantee of Investment Performance

Past performance is not indicative of future results. All investments involve risk, including the potential loss of principal. No investment strategy or risk management technique can guarantee returns or eliminate risk in any market environment.

GENERAL DISCLAIMER

No Offer or Solicitation

The information contained on this website is for informational purposes only and does not constitute:

• An offer to sell or solicitation to buy any security
• Investment, legal, tax, or accounting advice
• A recommendation regarding any investment or trading strategy
• An official statement of 5D Partners LLC

Nothing contained herein should be construed as investment advice or a recommendation to purchase or sell any financial instrument.

No Warranties or Representations

Information on this website is provided "AS IS" without warranty of any kind, either express or implied, including but not limited to:

• Implied warranties of merchantability
• Fitness for a particular purpose
• Non-infringement
• Accuracy, completeness, or timeliness

Forward-Looking Statements

This website may contain forward-looking statements, including statements regarding:

• Market conditions and trends
• Economic forecasts
• Investment strategies
• Business prospects

All forward-looking statements are based on current expectations and are subject to risks, uncertainties, and assumptions. Actual results may differ materially from those expressed or implied.

LIMITATION OF LIABILITY

To the maximum extent permitted by applicable law, 5D Partners LLC and its affiliates, officers, directors, employees, and agents shall not be liable for:

• Any indirect, incidental, special, consequential, or punitive damages
• Loss of profits, revenue, data, or use
• Business interruption
• Cost of substitute services
• Any damages arising from your use of or inability to use this website

This limitation applies whether the alleged liability is based on contract, tort, negligence, strict liability, or any other basis, even if we have been advised of the possibility of such damages.

INTELLECTUAL PROPERTY RIGHTS

Ownership

All content on this website, including but not limited to:

• Text, graphics, logos, images, audio, video
• Software, source code, and technical interfaces
• Trademarks, service marks, and trade names
• Research reports, market data, and analytical tools

Is owned by or licensed to 5D Partners LLC and is protected by U.S. and international copyright, trademark, and other intellectual property laws.

Limited License

We grant you a limited, non-exclusive, non-transferable license to access and use this website for personal, non-commercial purposes only.

Prohibited Uses

You may not:

• Reproduce, distribute, or publicly display any content without our prior written consent
• Create derivative works based on our content
• Use our trademarks without authorization
• Engage in data mining, scraping, or similar activities
• Attempt to gain unauthorized access to our systems

PRIVACY AND DATA PROTECTION

Your use of this website is subject to our Privacy Policy, which is incorporated by reference into these terms.

ELECTRONIC COMMUNICATIONS

By using this website or communicating with us electronically, you consent to receive communications from us electronically. We may communicate with you by email or by posting notices on this website.

INDEMNIFICATION

You agree to indemnify, defend, and hold harmless 5D Partners LLC and its affiliates, officers, directors, employees, and agents from any claims, losses, liabilities, damages, costs, and expenses (including reasonable attorneys' fees) arising from:

• Your use of this website
• Your violation of these terms
• Your violation of any third-party rights
• Any content you submit or transmit through this website

REGULATORY COMPLIANCE

Anti-Money Laundering (AML)

5D Partners maintains a comprehensive AML program in compliance with the Bank Secrecy Act and USA PATRIOT Act.

Business Continuity

We maintain a Business Continuity Plan to ensure we can continue to provide services during significant business disruptions. For more information, contact us at (212) 852-0295.

SIPC Protection

Securities in accounts carried by 5D Partners LLC are protected by SIPC up to $500,000, including $250,000 for cash claims. For additional information, visit www.sipc.org.

Best Execution and Order Routing

We seek best execution for all client orders. Our order routing practices and policies are available upon request.

ACCESSIBILITY

5D Partners is committed to making our website accessible to all users. If you have difficulty accessing any content, please contact us at accessibility@5d.partners.

INTERNATIONAL USE

This website is intended for use by persons located in the United States. We make no representation that materials on this website are appropriate or available for use in other locations.

GOVERNING LAW AND JURISDICTION

These terms shall be governed by and construed in accordance with the laws of the State of New York, without regard to conflict of law principles. Any disputes arising under these terms shall be subject to the exclusive jurisdiction of the state and federal courts located in New York County, New York.

Arbitration

Any controversy or claim arising out of or relating to these terms shall be settled by binding arbitration in accordance with FINRA arbitration rules.

SEVERABILITY

If any provision of these terms is held to be invalid or unenforceable, the remaining provisions shall continue in full force and effect.

MODIFICATIONS

We reserve the right to modify these terms at any time. Changes will be effective immediately upon posting to this website. Your continued use constitutes acceptance of the modified terms.