OTC Markets Expertise
Navigate over-the-counter markets with confidence through our specialized advisory services, market making capabilities, and regulatory compliance expertise.
Market Tiers & Services
Comprehensive support across all OTC market tiers with tailored strategies for each trading venue.
OTCQX Best Market
The highest tier of OTC markets for established companies with significant assets and revenue.
- Highest standards and transparency
- Regular financial reporting required
- Enhanced investor confidence
- Lower trading costs vs. exchanges
Our Services:
Uplisting strategies, compliance management, market making, investor relations support
OTCQB Venture Market
The middle tier for entrepreneurial and development stage companies.
- Annual verification and management certification
- $0.01 minimum bid price
- Current financial disclosure
- No SEC reporting requirements
Our Services:
Market entry strategies, compliance consulting, liquidity enhancement, uplisting preparation
Pink Open Market
Open market with no minimum financial standards or reporting requirements.
- No financial disclosure requirements
- Limited information available
- Higher risk investment
- Lowest barrier to entry
Our Services:
Market making, disclosure strategies, regulatory guidance, upgrade pathway planning
Comprehensive OTC Services
End-to-end support for companies trading in over-the-counter markets.
Regulatory Compliance
Navigate complex OTC regulations with expert guidance on disclosure requirements, market tier qualifications, and ongoing compliance obligations.
- SEC compliance review
- OTC Markets Group requirements
- State blue sky law compliance
- Ongoing monitoring and updates
Market Making & Liquidity
Enhance trading liquidity and market quality through our network of institutional market makers and trading counterparties.
- Liquidity provision strategies
- Spread management
- Volume enhancement programs
- Market maker introductions
Uplisting Strategies
Strategic roadmap for advancing from Pink sheets to OTCQB, OTCQX, or major exchanges with comprehensive preparation and execution.
- Uplisting readiness assessment
- Financial reporting optimization
- Corporate governance enhancement
- Timeline and milestone planning
Due Diligence & Disclosure
Comprehensive disclosure strategies and due diligence support to enhance transparency and investor confidence.
- Financial disclosure optimization
- Management certification support
- Third-party verification services
- Investor communication strategies
Our OTC Advisory Process
Systematic approach to maximizing opportunities in over-the-counter markets.
Market Assessment
Comprehensive evaluation of current market position, tier appropriateness, and strategic objectives.
Compliance Review
Detailed analysis of regulatory requirements and development of compliance roadmap.
Strategy Implementation
Execution of market tier optimization, liquidity enhancement, and disclosure strategies.
Ongoing Support
Continuous monitoring, compliance management, and strategic guidance for market evolution.
Navigate OTC Markets with Confidence
Connect with our OTC markets specialists to discuss your trading tier strategy and compliance requirements.
Speak with OTC Expert